Austria: Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation
Volume/Issue:
Volume 2008
Issue 206
Publication date: July 2008
ISBN: 9781451802450
$20.00
Add to Cart by clicking price of the language and format you'd like to purchase
Available Languages and Formats
| English |
Prices in red indicate formats that are not yet available but are forthcoming.
Topics covered in this book
This title contains information about the following subjects.
Click on a subject if you would like to see other titles with the same subjects.
Banks and Banking , Finance , Investments and Securities-General , Public Finance , ISCR , CR , FMA staff , management company , client relationship , investor protection remit permit , market monitoring , insider dealing , pension company sector , External audit , Securities , Financial Sector Assessment Program , Auditing , Securities markets , Europe
Also of interest
Summary
This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly implemented a large majority of principles. The human resources of the Securities Supervision Department of the Financial Market Authority (FMA) should be increased, especially to conduct on-site inspections, in addition to the 14 planned appointments. Administrative fines should be raised further to levels elsewhere in Europe.
