Lithuania: Financial Sector Assessment Program Update-Technical Note-IOSCO Objectives and Principles of Securities Regulation Assessment

Author: International Monetary Fund

Volume/Issue: Volume 2008 Issue 247

Publication date: July 2008

ISBN: 9781451824216

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Topics covered in this book

This title contains information about the following subjects. Click on a subject if you would like to see other titles with the same subjects.

Finance , Investments and Securities-General , ISCR , CR , market , LSC staff , LSC regulation , regulation , market surveillance , market intermediary , LSC department , market participant , Asset management companies , Brokers and dealers , Financial statements , Securities

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Summary

This Technical Note provides an analysis of the evolution of the observance of the International Organization of Securities Comteams (IOSCO) objectives and principles of securities by the Lithuania Securities Commission (LSC). The analysis focuses on the Core Principles for which there have been changes in observance since the IOSCO Detailed Assessment was carried out in the framework of the Lithuania Financial Sector Assessment Program (FSAP) in 2001. The analysis is presented principle by principle or for a group of principles depending on the nature of the findings by comparison with the Detailed Assessment of 2001.