United Arab Emirates: Dubai International Financial Centre: Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
Volume/Issue:
Volume 2007
Issue 365
Publication date: November 2007
ISBN: 9781451801200
$20.00
Add to Cart by clicking price of the language and format you'd like to purchase
Available Languages and Formats
| English |
Prices in red indicate formats that are not yet available but are forthcoming.
Topics covered in this book
This title contains information about the following subjects.
Click on a subject if you would like to see other titles with the same subjects.
Finance , Investments and Securities-General , Public Finance , ISCR , CR , DFSA rule , DFSA authority refuse , DFSA staff resource , DFSA website , DFSA conduct , senior management , DFSA employee , DFSA notice , DFSA authority , limited partnership , DFSA markets staff , DFSA audit requirement , Securities , Financial statements , Audit standards and procedures , IOSCO Objectives and Principles of Securities Regulations
Also of interest
Summary
This Detailed Assessment of the Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for the Dubai International Financial Centre (DIFC) discusses the preconditions for effective securities regulations and principle-by-principle assessment. The Dubai Financial Services Authority (DFSA) has established a very impressive set of laws, regulations, and rules and policies and procedures for regulation. The DFSA has shown a commitment to bring action against those in violation of the law and its rules, and has established robust licensing processes.
Copyright © 2010 - 2025
Powered by:
AIDC
